Issue No.06 - November/December (1999 vol.16)
Published by the IEEE Computer Society
<p>For many programmers, software development consists of hacking. As we mature, it is time to follow the example of other professional disciplines, to put the <it>engineering</it> in software engineering. The guest editors look at what has been done and what still needs to be done to establish our profession.</p>
The most common approach to software development today is code-and-fix programming—hacking. In this approach, a development team begins with a general idea of what they want to build. They might have a formal specification, but probably not. They use whatever combination of informal design, code, debug, and test methodologies suits them. Programmers write a little code and run it to see whether it works. If it doesn't work, they change it until it does. The code-and-fix approach is far from the state of the art in software development. It costs more, takes longer, and produces lower-quality software than other approaches; its main advantage is that it requires little technical or managerial training. Leading organizations have known and used effective software development practices for decades, but the gap between average practice and best practice in software is enormous.
If one end of the software development competency spectrum is occupied by code-and-fix development, the other end is occupied by software engineering—"the application of a systematic, disciplined, quantifiable approach to the development, operation, and maintenance of software," as defined by IEEE Standard 610.12.
Recently, the software engineering community has seen encouraging developments related to establishing, supporting, and disseminating a higher standard of conduct for practicing software developers. This special issue focuses on recent developments that support a true profession of software engineering.
Elements of a Profession
In 1996, Gary Ford and Norman E. Gibbs published a report titled A Mature Profession of Software Engineering. They studied several well-established professions, including medicine, law, engineering, and accounting. They observed that professionals in other fields follow a professional-development path that is fairly similar, regardless of their specific discipline. Figure 1 shows these characteristics.
Mature professions include the following elements:
• Initial professional education
• Skills development
• Professional development
• Professional societies
• Code of ethics
Initial professional education
Professionals generally begin their careers by completing a university program in their chosen field, such as medicine, engineering, or law.
The predominate form of education in software has been an undergraduate degree in computer science. Recently, progress has been made in defining undergraduate programs in software engineering. The term software engineering is often misunderstood, and one way to clarify it is to differentiate software engineering from computer science. In "Software Engineering Programs Are Not Computer Science Programs," reprinted in this issue, David L. Parnas describes the differences between the two, presenting the clearest explanation of software engineering we have read.
University programs are accredited by oversight bodies that determine whether each program provides adequate education. This assures that, as long as professionals graduate from accredited programs, they will start their professional lives with the knowledge they need to perform effectively.
Accreditation is becoming increasingly important as software engineering programs proliferate. Since the Rochester Institute of Technology initiated the first undergraduate software engineering program in the US in 1996, many universities have initiated similar programs including Auburn University, the Milwaukee School of Engineering, Monmouth University, and Montana Tech. In Canada, Concordia University, McMaster University, Memorial University of Newfoundland, and the University of Ottawa offer bachelor's programs. Several other North American universities are actively considering adding programs. At least 13 universities in the UK and six more in Australia offer undergraduate programs.
Accreditation of these programs is not yet in place. Gerald Engel describes what accreditation criteria will look like in "Program Criteria for Accreditation of Academic Programs in Software Engineering." The work Engel describes will significantly influence the education and the skills that the first wave of undergraduate software engineering students will take into industry.
For most professions, education alone is not sufficient to develop full professional capabilities. Nascent professionals need practice applying their knowledge before they are prepared to take primary responsibility for performing work in their field. In the US, physicians generally have a three-year residency. Certified Public Accountants (CPAs) must work one year for a board-approved organization before receiving their licenses. Professional engineers must have at least four years of work experience. Requiring some kind of apprenticeship assures that people who enter a profession have practice working at a satisfactory competence level.
What knowledge is important to a professional software engineer? The IEEE Computer Society and the ACM have been working to define that knowledge. Pierre Bourque, Robert Dupuis, Alan Abran, James W. Moore, and Leonard Tripp describe the work in progress in "The Guide to the Software Engineering Body of Knowledge." This project is tremendously important, because the body of knowledge will affect university curricula and standards for licensing and certification exams.
After completion of education and skills development, a professional must pass one or more exams that assure he or she has attained a minimum level of knowledge. Doctors take board exams. Accountants take CPA exams. Professional engineers take a Fundamentals of Engineering exam at college graduation and then take an engineering specialty exam about four years later. Some professions require recertification from time to time. Certification is a voluntary process that helps the public determine who is fully qualified to participate in a profession and who isn't.
In the UK, the Institution of Electrical Engineers conducts a software engineering certificate program and the British Computer Society has a professional development scheme. The Australian Computer Society offers a certification program in information technology with a subspecialty in software engineering. In the US, there is no certification program in software engineering per se. The Institute for Certification of Computing Professionals offers a Certified Computing Professional designation. The American Society for Quality offers programs for Certified Software Test Engineer and Certified Software Quality Engineer. And numerous companies including Microsoft, Novell, and Apple Computer provide various certifications related to their products.
The IEEE Computer Society began developing a certification program for software engineering practitioners in June 1999; it expects certification to be available in the third quarter of 2000.
Licensing is similar to certification except that it is mandatory and it is administered by a government authority. Many exciting developments are occurring in this area. Texas began licensing professional software engineers in 1998. (For more information, see IEEE Software's report "License to Code," by John Charles (Sept./Oct. 1998) and his recent update "Software Engineering Licensing Weathers Challenge" in Sept./Oct. 1999.) In June 1999, British Columbia began licensing professional engineers in software, and in September 1999, Ontario followed suit.
What are the implications of licensing? Is it a good idea? Licensing evokes strong reactions ranging from "Of course!" to "Hell, no!" For one view, see John Speed's article, "What Do You Mean I Can't Call Myself a Software Engineer?" Speed is a leader in promoting the licensing of professional engineers with a specialty in software engineering in the US. The article provides key information about the licensing process in the US. The basic principles of licensing apply in other countries. The article sidebars describe licensing policies in British Columbia, Ontario, and the United Kingdom. For other views of licensing, see this issue's Point/Counterpoint by Dennis Frailey and Tom DeMarco. Frailey sees licensing as a necessary and valuable step in assuring professional competency; DeMarco compares it to a Soviet bureaucracy.
Ongoing professional education maintains or improves workers' knowledge and skills after they begin professional practice. Requirements for professional development tend to be strongest in professions that work with a rapidly changing body of technical knowledge. Medicine is perhaps the most notable because of the constant improvements in drugs, therapies, medical equipment, and diagnosis and treatment procedures. After a professional's initial education and skills development are complete, ongoing education requirements help to assure a minimum competency level throughout the professional's career.
One aspect of professional development is learning appropriate standards of practice. The IEEE has been active in developing software engineering standards for more than 20 years, and collectively the IEEE standards make up a kind of practice standard for software engineers. James W. Moore describes the IEEE's recent efforts in "An Integrated Collection of Software Engineering Standards." Moore's article is a useful introduction to these tremendously valuable development resources, and it includes an interesting update about the IEEE's recent efforts to unify its software engineering standards.
Professionals see themselves as part of a community of like-minded individuals who put their professional standards above their individual self-interest or their employer's self-interest. In the beginning, professional societies usually promote the exchange of knowledge. Over time, their function evolves to include defining certification criteria, managing certification programs, establishing accreditation standards, and defining codes of ethics and disciplinary action for violations of those codes.
The IEEE Computer Society and the ACM have been active in defining the profession of software engineering. This work is orchestrated by the Software Engineering Coordinating Committee (SWECC). For more details, see the sidebar " Software Engineering Coordinating Committee."
Code of ethics
Each profession has a code of ethics to ensure that its practitioners behave responsibly. The code states not just what its practitioners actually do, but what they should do. Professionals can be ejected from their professional societies or lose their license to practice for violating the code of ethics. Adherence to a recognized code of conduct helps professionals feel they belong to a well-regarded community, and enforcement of ethics standards helps maintain a minimum level of conduct.
In 1998, the IEEE Computer Society and the ACM adopted a Software Engineering Code of Ethics and Professional Practice. Don Gotterbarn describes the code in "How the New Software Engineering Code of Ethics Affects You." This code supports a mature profession of software engineering by explicitly defining the ethical obligations of a software engineer.
Onward and Upward
Developments underway will affect all software developers directly or indirectly. Are they positive? In our opinion, they are both positive and necessary to raise the level of software development competence. But many of these developments are still in their early stages, and interested software practitioners can contribute to defining the body of knowledge, establishing curriculum standards, shaping licensing policies, and many other areas.
IEEE Software's mission is to "Build the Community of Leading Software Practitioners." We hope that you will help us in this mission by taking an active role in development of software engineering as a profession, including sending us your comments about the initiatives described in this issue (email@example.com).
Steve McConnell is president and chief software engineer of Construx Software, where he divides his time between leading custom software projects, teaching classes, and writing books and articles. He is also Editor-in-Chief of IEEE Software. He is the author of Code Complete, Rapid Development, and Software Project Survival Guide. In 1998, readers of Software Development magazine named him one of the three most influential people in the software industry, along with Bill Gates and Linus Torvalds. His most recent book is After the Gold Rush: Creating a True Profession of Software Engineering (Microsoft Press, 1999). He is on the panel of experts that advises the Software Engineering Body of Knowledge project and is a member of the IEEE and ACM. He can be reached at firstname.lastname@example.org.
Leonard Tripp is a technical fellow in software engineering at The Boeing Company. He is the 1999 president of the IEEE Computer Society. His interests include engineering practices, standards, and tools for safety-critical airborne digital systems. He is the chair of the Industry Advisory Board for the Software Engineering Body of Knowledge project and the IEEE Computer Society and ACM Software Engineering Coordinating Committee (SWECC). He served as head of the US delegation to the international committee for software engineering standards from 1993 to 1998. He is the author of two books on software standards and 42 technical papers. His awards from the IEEE Computer Society include the 1996 Hans Karlsson Award for outstanding leadership in standards development, a Meritorious Service Award, and an Outstanding Contribution Award. He can be reached at email@example.com.